Bill Ritter serves as Head of the Wealth Management group. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. David J. Turner, Jr. Andrew Nix will join Regions as chief governance officer on March 17. Bank compliance officers evaluate policies/procedures and ensure they . The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Martha Raber Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. President and Chief Executive Officer of Regions Financial Corporation. Senior Executive Vice President Senior Executive Vice President Discover the four best practice approaches in investigation management. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. C. Ward Cheatham Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He succeeds Hope Mehlman . David R. Keenan Tammy LoCascio . Privacy Policy. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Treasurer. Smith is a member of the companys Executive Leadership Team. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Advisory Services are offered through Cetera Investment Advisers LLC. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. M. Deron Smithy Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Gartner Terms of Use When making the leap to a new position, almost half (46%) of executives across all functions underperform. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Commercial Banking includes clients with revenues between $1MM and $250MM. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Evaluate current compliance program activities and gauge their effectiveness and impact. First Horizon Bank. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. He is a member of the banks Executive Leadership Team. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Scott M. Peters Chief Human Resources Officer. Jeremy D. King At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. By clicking the "Access Your Download" button, you are agreeing to the 2023Gartner, Inc. and/or its affiliates. Hope Dmuchowski Chief Financial Officer. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. She joined Regions in 2003 to lead Consumer Credit Risk. He is a alumnus of the Graduate School of Banking at Louisiana State University. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. In addition, he helped large banks build out their big data and data science roadmaps. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Deputy Chief Risk Officer and Chief Credit Officer. Brett D. Couch He is a member of the companys Executive Leadership Team. Head of the Wealth Management Group. The LifeGreen color is a trademark of Regions Bank. David Popwell President, Specialty Banking . Head of Corporate Real Estate and Procurement. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Chief Legal Officer and Corporate Secretary. By clicking the "" button, you are agreeing to the In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to assuming her current role, she was named associate director of investor relations in 2010. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Executive Vice President Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Regions provides links to other websites merely and strictly for your convenience. The LifeGreen color is a trademark of Regions Bank. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Executive Vice President Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Chief Data and Analytics Officer. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. He leads the companys Executive Leadership Team. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Chief Governance Officer and Assistant Corporate Secretary. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Mehlman received her bachelors degree from Cornell University. She is a member of the companys Executive Leadership Team. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Youre about to leave Regions to use an external site. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Additional information about Regions and its full line of products and services can be found at www.regions.com. He is responsible for 1,500+ facilities and workplace strategy. Nix will report to Tara Plimpton, chief legal officer for the bank. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. She is also responsible for managing the companys relationships with credit rating agencies. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Executive Vice President In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Prior to that role he was Head of Strategic and Corporate planning. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Youre about to leave Regions to use an external site. President and Chief Executive Officer of Regions Financial Corporation. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Regions Bank is an Equal Housing Lender and Member FDIC. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. You should consult privacy disclosures at the linked website for further information. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. and In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Danella earned a bachelors degree in Economics and English from Vanderbilt. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Fournier J. Gale, III He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Smith began his banking career at Deposit Guaranty as a management trainee. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Corporate governance is my passion. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Pichel began his career as a financial analyst with General Motors. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Andrew Nix. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. He is also a member of the Southeastern Council of Foundations. His primary focus was financial institutions. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Andy Hernandez is Chief Digital Officer for Regions. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. By clicking the "Submit" button, you are agreeing to the Beth Ardoin Chief Communications Officer . At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). C. Keith Herron Logan M. Pichel These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. New compliance officers face an overwhelming amount of tasks during their first few months. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Regions Bank Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Monday through Friday. Fournier J. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Head of Consumer Banking Group. This press release features multimedia. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. All Rights Reserved. Gartner Terms of Use He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Head of Corporate Responsibility and Community Engagement. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. for the Southeastern Chapter of the Society for Corporate Governance. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Senior Executive Vice President He is a member of Regions Executive Leadership Team. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Executive Vice President Head of Corporate Banking Group. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. He is a member of the Regions Executive Leadership Team. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking.